Duff & Phelps Regulatory Affiliations
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Terms and Conditions

Please read the following terms and conditions before using the Duff & Phelps Web site. By accessing and using the site, you acknowledge that you have read, understood and agree to comply with the terms and conditions.

Duff & Phelps may amend these terms and conditions at any time. Your continued use of this Web site is conditioned on the terms and conditions stated at the time of your use. You should visit this page prior to using this Web site to determine the current terms and conditions to which you are bound.

Use Restriction

Duff & Phelps gives you permission to electronically copy and print in hard copy portions of the Web site for your incidental personal use. However, Duff & Phelps retains the copyright on all texts and graphics. This means that any other use, including, but not limited to, modification, distribution or re-publication without Duff & Phelps' prior written permission is prohibited.

Corporate Identification and Trademarks

Duff & Phelps is a trade name for Deerfield Duff & Phelps, LLC and its subsidiaries and affiliates, both foreign and domestic.

Regulated Entities

M&A advisory, capital raising and secondary market advisory services in the United States are provided by Duff & Phelps Securities, LLC. Member FINRA/SIPC. Pagemill Partners is a Division of Duff & Phelps Securities, LLC. M&A advisory, capital raising and secondary market advisory services in the United Kingdom are provided by Duff & Phelps Securities Ltd. (DPSL), which is authorized and regulated by the Financial Conduct Authority. M&A advisory and capital raising services in Germany are provided by Duff & Phelps GmbH, which is a Tied Agent of DPSL. Valuation Advisory Services in India are provided by Duff & Phelps India Private Limited under a category 1 merchant banker license issued by the Securities and Exchange Board of India.

To help the government fight the funding of terrorism and money laundering activities, Federal Law requires all financial institutions to obtain, verify, and record information that identifies each client who engages in a securities transaction through Duff & Phelps Securities, LLC. What this means for you: When you work with Duff & Phelps Securities, LLC on a securities transaction, we will ask for certain information that will allow us to identify you unless you are excluded from the definition of “customer” within the U.S. Patriot Act.

The trademarks expressly listed as such in this Web site and all other marks on the Web site are trademarks of Duff & Phelps and/or its affiliates. You may not use, copy, reproduce, republish, upload, post, transmit, distribute or modify these marks in any way without Duff & Phelps' prior written permission. The use of Duff & Phelps' trademarks on any other Web site without Duff & Phelps' prior written permission is prohibited.

Links

Duff & Phelps prohibits the use of Duff & Phelps' trademarks as a "link" on or to any other Web site unless Duff & Phelps has approved the link in writing in advance.

Site Context

Duff & Phelps provides this site content “AS IS” and WITHOUT WARRANTIES OF ANY KIND, EITHER EXPRESS OR IMPLIED, TO THE FULLEST EXTENT ALLOWABLE BY LAW. THIS INCLUDES THE IMPLIED WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE. Duff & Phelps does not warrant that the functions contained in this site or its content or that the Web site or its server will be uninterrupted, error free, or are free of viruses or other harmful components.

Limitation of Liability

Duff & Phelps makes reasonable efforts to place accurate information on this Web site. However, Duff & Phelps assumes no liability for any errors or omissions in the Web site content. Under no circumstances shall Duff & Phelps be liable for direct, indirect, incidental, consequential, special or punitive damages resulting from the use or inability to use this site, whether Duff & Phelps has been advised of the possibility of these damages. This includes damages for negligence or gross negligence.

Jurisdiction and Governing Law

This site is intended and directed to residents of the United States and all advertising and claims contained in this site are valid only in the United States.

Any claim relating to this Web site and the materials contained in this Web site is governed by the laws of the state of New York without reference to its conflicts of law rules. Your use of this site constitutes your consent to jurisdiction in courts of competent jurisdiction in the state of New York to resolve any interpretation or disputes arising from your use of this site.

Copyright

All designs, graphics, texts, arrangements and software that make up this Web site are copyright of Duff & Phelps. All rights reserved.