Financial Services Compliance and Regulation
Local and global compliance expertise for the financial services industry.
Alan Keating
Managing Director, Financial Services Compliance and Regulation
Alan Keating is a managing director in the Financial Services Compliance and Regulation practice, based in the Dublin office. He is responsible for Duff & Phelps Management Company services in Ireland. Alan has over 20 years of experience in the financial services industry and has served on the board of several Irish AIF and UCITS funds since 2005. He has experience in a number of new license applications with the CBI and has fulfilled a range of PCF roles.
Alan spent 14 years at MUFG where his most recent role was CEO of MUFG’s Irish MiFID entity. He was also responsible for the MUFG Investor Services product offering in Europe. Prior to the purchase of UBS Fund Services by MUFG in 2015, he was head of Fund Accounting and Transfer Agency for UBS in Ireland. While at UBS, Alan was heavily involved in a number of strategic projects to establish fund platforms for the UBS Asset Management division.
Alan is a Fellow of the Association of Chartered Certified Accountants and an AITI Chartered Tax Adviser.
Other Areas We Can Help
Irish Regulation
Comprehensive support for asset managers registering in Ireland.
Third Party Management Company
Case Studies
Sell Side Advisor
Duff & Phelps, A Kroll Business, Advised Avidity Science on Sale of Lab Products and Harford Systems to Gen Cap America
subsidiaries of ShoreView Industries' portfolio company
has been acquired by
Buy Side Advisor
Duff & Phelps, A Kroll Business, Advised Quantic™ Electronics on Its Acquisition of X-Microwave
a portfolio company of
has acquired
