Alexandra McCabe is a director in the Compliance and Regulatory Consulting practice at Duff & Phelps, based in New York. She has over 20 years of financial markets experience in regulatory and trade compliance and surveillance across multiple businesses and asset classes, with exposure across institutional asset management, hedge funds, equity capital markets and sales trading.

Alexandra joined Duff & Phelps from Citigroup Global Markets, where she was a vice president in independent risk management responsible for regulatory inquiry response, surveillance review and development. Alexandra has extensive international experience trading live in global markets on site in three major investment centers: New York, London and Hong Kong. Prior to Citigroup Global Markets, Alexandra was Head of Trading at Three Bridges Capital where she worked live European hours executing trade flow for high turnover European long and short hedge funds. Before that, Alexandra held the position of Industry Expert in the Asset Management Unit in Enforcement Division of the Securities and Exchange Commission supporting enforcement attorneys and working with the Office of Compliance Inspections and Examinations on presence examinations.

Alexandra received her B.S. in marketing from the University of Rhode Island and graduated from the Senior Executive Program at Columbia University.

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