Alyssa Heim is a director in the Compliance and Regulatory Consulting practice at Duff & Phelps.

With over ten years of regulatory experience, Alyssa has worked extensively with private fund managers and traditional registered investment advisers through all phases of their business cycle. Alyssa has assisted numerous clients to register with the SEC and NFA, establish customized compliance infrastructures, assist with the ongoing implementation of compliance programs as well as conduct mock examinations. Alyssa also has significant experience assisting clients through regulatory examinations including SEC and NFA audits.

Alyssa joined Duff & Phelps as a result of Duff & Phelps’ acquisition of Kinetic Partners. Prior to joining Kinetic Partners, Alyssa was a compliance consultant with RIA in a Box, a New York compliance consulting firm, specializing in SEC and state registrations. Alyssa managed the registration team, corresponded with state securities divisions and the SEC throughout the registration process. Alyssa assisted with registering hundreds of clients impacted by Dodd-Frank.

She received her B.A. in economics from New York University.

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