Corporate Finance
Comprehensive support throughout mergers and acquisitions and other corporate transactions.
David Lu is a managing director and leader of the Corporate Finance practice in Greater China, based in the Shanghai office.
Prior to joining Duff & Phelps, David served as managing director and head of Asia investment banking of Cowen and Company Asia. He was responsible for all aspects of Cowen’s businesses in Asia including capital markets, M&A and private placements. Before that, he held the title of the Head of China Investment Banking at Rodman & Renshaw, where he spearheaded the firm’s capital markets presence in China. Previously, David was the Chief China Representative at Piper Jaffray, where he built and led the investment banking team. Earlier in his career, David worked at DBS, Vickers Financial and Salomon Smith Barney.
David holds an MBA from the Ivey Business School, a law degree (L.L.B.) from Western University and a B.A.Sc in systems engineering from the University of Toronto.
Other Areas We Can Help
M&A Advisory
Middle-market M&A advisory differentiated by industry expertise and superior deal execution.
Fairness and Solvency Opinions
Independent opinions for boards of directors and special committees.
Case Studies
Exclusive Financial Advisor
The Business Services M&A Practice of Duff & Phelps, A Kroll Business, Advised Outside Integrated Media, LLC on Its Sale to Pocket Outdoor Media, Inc.
has been acquired by
Financial Advisor
Duff & Phelps' Restaurant M&A Practice Advised Legal Sea Foods on Its Sale to PPX Hospitality Brands
has been acquired by
a portfolio company of
Debt Advisory
Duff & Phelps Advised Agilitas Private Equity on the Acquisition Financing for TenCate Advanced Armour
has agreed to acquire
Sell Side Advisor
Duff & Phelps Advised QinetiQ Group Plc on the Sale of OptaSense Holdings Ltd to Luna Innovations Inc.
has sold
to
Sell Side Advisor
Duff & Phelps' Aerospace Defense and Government Services (ADG) M&A Practice Advised Prospect Mold Holdings, LLC on Its Sale to P4G Capital Management
a portfolio company of
has been acquired by
Exclusive Financial Advisor
Duff & Phelps' Energy M&A Practice Advised Oliver Equipment Company, Inc. on Its Sale to FloWorks International, a Sunbelt Supply Affiliate, Backed by Clearlake Capital Group
has been acquired by
a portfolio company of
M&A Advisory
Duff & Phelps' Restaurant M&A Practice Advised TooJay’s on a §363 Sale
has been acquired in a §363 sale
Sell Side Advisor
Duff & Phelps Advised Community Intervention Services, Inc. on the Sale of Three Subsidiaries to Pathways Health and Community Support, LLC, a Portfolio Company of Atar Capital
has sold the assets of
to
Sell Side Advisor
Duff & Phelps Advised Pace Processing and Product Development Ltd. on Its Sale to Bond Bakery Brands Limited
has been acquired by
Sell Side Advisor
Duff & Phelps' Restaurant M&A Practice Advised Johnny Rockets on Its Sale to FAT Brands Inc. (NASDAQ: FAT)
a portfolio company of
has been acquired by
