Corporate Finance
Comprehensive support throughout mergers and acquisitions and other corporate transactions.
David Lu is a managing director and leader of the Corporate Finance practice in Greater China, based in the Shanghai office.
Prior to joining Duff & Phelps, David served as managing director and head of Asia investment banking of Cowen and Company Asia. He was responsible for all aspects of Cowen’s businesses in Asia including capital markets, M&A and private placements. Before that, he held the title of the Head of China Investment Banking at Rodman & Renshaw, where he spearheaded the firm’s capital markets presence in China. Previously, David was the Chief China Representative at Piper Jaffray, where he built and led the investment banking team. Earlier in his career, David worked at DBS, Vickers Financial and Salomon Smith Barney.
David holds an MBA from the Ivey Business School, a law degree (L.L.B.) from Western University and a B.A.Sc in systems engineering from the University of Toronto.
Other Areas We Can Help
M&A Advisory
Middle-market M&A advisory differentiated by industry expertise and superior deal execution.
Fairness and Solvency Opinions
Independent opinions for boards of directors and special committees.
Case Studies
Sell Side Advisor
Duff & Phelps, A Kroll Business, Advised Avidity Science on Sale of Lab Products and Harford Systems to Gen Cap America
subsidiaries of ShoreView Industries' portfolio company
has been acquired by
Buy Side Advisor
Duff & Phelps, A Kroll Business, Advised Quantic™ Electronics on Its Acquisition of X-Microwave
a portfolio company of
has acquired
Sell Side Advisor
Duff & Phelps, A Kroll Business, Advised SCR Medical Transportation on Its Sale to Beacon Mobility, a Portfolio Company of Audax Private Equity
has been acquired by
a portfolio company of
Sell Side Advisor
Duff & Phelps, A Kroll Business, Advised Pathways Training & eLearning Inc. on Its Sale to Pluribus Technologies Inc.
has been acquired by
Sell Side Advisor
Duff & Phelps, A Kroll Business, Advised New Age Medical on Its Recapitalization With Compass Group Equity Partners
has been recapitalized by
Sell Side Advisor
Duff & Phelps, A Kroll Business, Advised eMindful on Its Sale to Wondr Health
has been acquired by
a portfolio company of
Financial Advisor
Duff & Phelps, A Kroll Business, Advised Ineos Enterprises on the Sale of Its Sulphur Chemicals Business to International Chemical Investors Group
has divested its sulphuric acid business in Spain to
a division of
Solvency Opinion
Duff & Phelps, A Kroll Business, Provided Solvency Opinions to the Boards of Directors of L Brands and Victoria's Secret & Co.
renamed to
has completed the spin-off of
Financial Advisor
Duff & Phelps, A Kroll Business, Advised PPX Hospitality Brands on Its Investment from Bain Capital Credit
has received an investment from
Financial Advisor
Duff & Phelps, A Kroll Business, Advised Swedish Bio Convergence Company CELLINK on the Acquisition of U.S. Microscopy Trailblazer Discover Echo
has acquired
