Corporate Finance
Comprehensive support throughout mergers and acquisitions and other corporate transactions.
David Lu is a managing director and leader of the Corporate Finance practice in Greater China, based in the Shanghai office.
Prior to joining Duff & Phelps, David served as managing director and head of Asia investment banking of Cowen and Company Asia. He was responsible for all aspects of Cowen’s businesses in Asia including capital markets, M&A and private placements. Before that, he held the title of the Head of China Investment Banking at Rodman & Renshaw, where he spearheaded the firm’s capital markets presence in China. Previously, David was the Chief China Representative at Piper Jaffray, where he built and led the investment banking team. Earlier in his career, David worked at DBS, Vickers Financial and Salomon Smith Barney.
David holds an MBA from the Ivey Business School, a law degree (L.L.B.) from Western University and a B.A.Sc in systems engineering from the University of Toronto.
Other Areas We Can Help
M&A Advisory
Middle-market M&A advisory differentiated by industry expertise and superior deal execution.
Fairness and Solvency Opinions
Independent opinions for boards of directors and special committees.
Case Studies
Sell Side Advisor
Duff & Phelps Advised The Brazilian Grupo JD on Its Sale of Fazendas São Marcelo to Agropecuária Jacarezinho
a portfolio company of
has been acquired by
Fairness Opinion
Duff & Phelps Provides a Fairness Opinion to the Board of Directors of NN, Inc. on the Sale of Its Life Sciences Division to American Securities LLC
has entered into an agreement to sell its Life Sciences division to
Financial and Operational Restructuring
Duff & Phelps Advised Cristian Lay on its acquisition of Grupo Gallardo to KKR
Duff & Phelps Advised Cristian Lay on its acquisition of Grupo Gallardo to KKR on the standstill agreement between all lenders, assist with cash management, financial due diligence and operational due diligence.
Fairness Opinion
Duff & Phelps Advised the Special Committee of the Board of Directors of Xtant Medical Holdings, Inc. (NYSE American: XTNT) in Its Debt Restructuring Transaction
has completed a debt for equity exchange as part of a restructuring transaction
Financial Advisor
Duff & Phelps Acted as Exclusive Financial Advisor to TeamViewer in Connection with Its Acquisition of Ubimax
has acquired
Financial Advisor
Duff & Phelps Acted as Lead Financial Advisor to Nostra Technologies Limited on its Acquisition of Brandon Global IT Limited
has acquired
Financial Advisor
Duff & Phelps Advised GEE Group Inc. on Its Recapitalization and Financial Restructuring Transaction
has completed a recapitalization and financial restructuring transaction
Sell Side Advisor
Duff & Phelps Advised VWM Analytics, LLC, on its Sale to J.S. Held, LLC, a Portfolio Company of Kelso & Company
has been acquired by
a portfolio company of
Financial Advisor
Duff & Phelps' Brazilian M&A Team Advised Piemonte Holding on Its Binding Offer with Oi S.A. - Em Recuperação Judicial for the Acquisition of Five Data Centers
has signed a binding offer to acquire five data centers from
Financial Advisor
Duff & Phelps Advised the Board of Directors of Macy’s, Inc. and Macy’s Retail Holdings, Inc. on its Refinancing Transaction
Macy’s, Inc. (NYSE:M), has completed a refinancing transaction, raising approximately $4.5 billion of new financing, including an asset-based credit line and the issuance of senior secured notes