Compliance and Regulatory Consulting
Local and global compliance expertise for the financial services industry.Compliance and Regulatory Consulting
Greg Heaton is a director in the Compliance and Regulatory Consulting practice at Duff & Phelps, providing ad hoc regulatory advice and project-based consultancy services to Hong Kong and global financial services firms. He was formerly a senior director of the Securities and Futures Commission (SFC), where he played a key role in the oversight of SFC-licensed intermediaries and the development of regulatory policy. He was the head of the Licensing Department at the SFC and a member of the Board of the Financial Dispute Resolution Centre, the body responsible for the arbitration and mediation of disputes between financial institutions and their clients.
Greg is admitted to practice law in Hong Kong and New South Wales. He has worked at the Australian Securities and Investments Commission and has extensive private practice experience advising on asset management, securities regulation, white collar crime and other contentious regulatory matters.