Jane Stoakes joined Duff & Phelps in January 2015 from Kinetic Partners. As a result of Duff & Phelps’ acquisition of Kinetic Partners, Duff & Phelps created a dedicated Compliance and Regulatory Consulting practice.

Jane is a director on the Compliance Consulting team and manages relationships with a broad range of firms, but particularly brokers, advisers, corporate finance advisers and asset management firms. Currently she is working on cross-border issues within the UK and US. 

Jane has worked within the regulation and compliance industry since 1991. She gained experience in compliance at Natwest Stockbrokers Ltd, before spending seven years within the surveillance division of the FSA and its predecessor, the Securities and Futures Authority, where she specialized in private clients, particularly client assets and conduct of business rules, and corporate finance.

 

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Other Areas We Can Help

Global Advice and Consulting

By Jurisdiction

Regionally targeted assistance for asset managers in compliance program development, implementation and maintenance

By Jurisdiction
Incident Response and Litigation Support

EU Regulation

Comprehensive compliance and regulatory support for EU firms.

EU Regulation

Insights

Compliance

Deadline for Reporting of Directory Persons is Approaching

Compliance
Compliance

Jersey’s National Risk Assessment – So What?

Compliance
Compliance

Lessons from Anti-Money Laundering Penalties

Compliance

News