Compliance and Regulatory Consulting
Local and global compliance expertise.Compliance and Regulatory Consulting
Latha is a director in the London office where she works in the Compliance and Regulatory Consulting practice. She joined Duff & Phelps in February 2016 as Director of Compliance, with responsibility for the group’s operations across UK, Europe and Asia, and has since made the move to client service.
Prior to this, she was a regulatory supervisor at the erstwhile Financial Services Authority and subsequently the Financial Conduct Authority where she was responsible for maintaining oversight of prudential and conduct risks of various large global banking groups.
With over 25 years’ experience, Latha’s career spans banking, compliance, regulation and consultancy. She has extensive global experience and skills across a broad spectrum within financial services, built through exposure in retail, wholesale and commercial banking, operations, internal audit, project management, compliance and regulatory supervision.
Latha holds a Certificate in Regulation and Compliance from the Chartered Institute for Securities & Investment, UK; and also a Diploma in Business Leadership Management from The Nottingham Trent University, UK. She attained a Bachelor of Commerce Degree from the University of Bombay, India and is a Certified Associate of the Institute of Bankers, India.