Mark is a managing director in the London office where he works in Duff & Phelps’ Compliance and Regulatory Consulting practice. He specializes in advising the financial services industry on controls and regulation, in particular in matters relating to risk management, control effectiveness, governance and accountability.

Prior to joining Duff & Phelps, Mark was a managing director in the financial services advisory business at FTI Consulting. He has also been a director at EY, and a senior risk consultant within the Risk Specialist Division at the Prudential Regulation Authority (PRA), and prior to that the Financial Services Authority (FSA), where he was a valuation and controls specialist primarily focusing on investment banking and insurance. During his time as a regulator, Mark investigated control failings following unauthorized trading incidents and assessed trading book controls at several major investment banks.

Mark is a Chartered Accountant with 20 years’ experience within financial services. He holds a BSc Mathematics from Imperial College, London.

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