Peter Ray joined Duff & Phelps in January 2015 from Kinetic Partners. As a result of Duff & Phelps’ acquisition of Kinetic Partners, Duff & Phelps created a dedicated Compliance and Regulatory Consulting practice.

Peter is a director in the compliance consulting team and has 18 years’ experience in compliance and regulation. Peter previously worked as a Compliance Officer at Barings and Bank One. In 1989 he joined the Surveillance Division of the SFA, predecessor of the FSA, where he subsequently moved to the financial regulation policy unit, specializing in client assets and regulatory capital issues. Peter joined Livingstone Gunn from Complinet where he was a Senior Compliance consultant and Research analyst; Livingstone Gunn was acquired by Kinetic Partners in April 2008. 

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Other Areas We Can Help

Global Advice and Consulting

By Jurisdiction

Regionally targeted assistance for asset managers in compliance program development, implementation and maintenance

By Jurisdiction
Incident Response and Litigation Support

EU Regulation

Comprehensive compliance and regulatory support for EU firms.

EU Regulation

Insights

Compliance

Deadline for Reporting of Directory Persons is Approaching

Compliance
Compliance

Jersey’s National Risk Assessment – So What?

Compliance
Compliance

Lessons from Anti-Money Laundering Penalties

Compliance

News