Compliance and Regulatory Consulting
Local and global compliance expertise for the financial services industry.
Warren Radloff is a director in the London office where he works in Duff & Phelps’ Compliance and Regulatory Consulting practice. He provides ongoing compliance and anti-money laundering support to a wide range of hedge funds, private equity firms and wealth managers. He is also responsible for the internal training program for London’s Compliance Consulting team.
Prior to Duff & Phelps, Warren was at Barclays where he worked in the financial crime department. He has also spent time as a compliance consultant for Kinetic Partners, at the Financial Conduct Authority in the Authorization department, and articled at Africa’s largest law firm, Edward Nathan Sonnenbergs.
Warren holds a law degree (BJuris LLB), Masters in Constitutional Law (LLM), Investment Management Certificate (IMC) and is a dual-qualified attorney in South Africa, and solicitor in the United Kingdom.