Compliance and Regulatory Consulting

Compliance and Regulatory Consulting

Compliance and Regulatory Consulting

Our team of experts provides consulting services to investment and private banking, asset management, wealth management and brokerage firms.

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Local and global compliance expertise for the financial services industry.

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Compliance and Regulatory Consulting

Duff & Phelps provides a comprehensive range of compliance and regulatory services to the global financial services industry and leading AML and AB&C guidance to firms across all industries. As a trusted partner for clients, we deliver on time, within budget and to the highest quality standards, always striving to exceed expectations. We operate with a non silo approach as one united team to offer a global solution to our clients, who value the clear communication and exemplary service they receive from the start.

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  • U.S.
  • UK
  • EU
  • Asia
  • Ireland
  • Channel Islands
  • France
  • Management Company Services

Key Services by Region

U.S.
UK
EU
Asia
Ireland
Channel Islands
France
Management Company Services
Selected: U.S.

Other Areas We Can Help

Regulatory and Compliance Risk

Corporate Compliance Advisory

Helping companies evaluate their compliance functions, prevent breaches, and respond appropriately.

Corporate Compliance Advisory

Insights

Compliance

Will the Sustainable Finance Disclosures Regulation (SFDR) apply to UK Firms?

Compliance
Compliance

Quarterly U.S. Regulatory Roundup – Fourth Quarter 2020

Compliance
Compliance

Global Regulatory Outlook 2020

Compliance
Compliance

Regulatory Focus – December 2020

Compliance
Webcast Replay

Luxembourg Private Equity Funds – Valuation and AML Practices Requirements

Webcast Replay
Valuation

Measuring Their Shot – A Study of Professional Golfers’ Future Career Value

Valuation
Compliance

Duff & Phelps (Ireland) Management Company Limited Approved as an AIFM and UCITS Management Company in Ireland

Compliance
Compliance

Global Enforcement Review 2020 - AML

Compliance
COVID-19 Resource Center

View Our Novel Coronavirus (COVID-19) Resource Center for Latest Guidance

COVID-19 Resource Center

News