Global Advice and Consulting

Compliance and Regulatory Consulting

The financial services industry is subject to increasing regulatory scrutiny, with the financial and reputational costs of breaches growing. Financial institutions are also examining their business models and undertaking strategic trend analyses to prepare for future challenges and opportunities – of which regulation plays a key part.

As an award-winning provider of compliance and regulatory consulting services to the financial services industry, Duff & Phelps helps clients to develop, implement, and manage their compliance and regulatory consulting programs.

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Compliance and Regulatory Consulting

Our multidisciplinary team - drawn from leading financial institutions, regulators, government authorities and advisory firms - operates across borders to provide seamless service, cross-jurisdictional advice and varied expertise to clients. Based in key financial centers, we are closely connected with regulators and industry associations so that our clients have the best available information on regulatory requirements and trends.

Whatever challenge you are facing, our team can assist. 

Global Advice and Consulting

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Other Areas We Can Help

Transfer Pricing

Alternative Asset Advisory

Provides an array of consulting services to alternative investment managers and investors.

Alternative Asset Advisory
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Portfolio Valuation

Alternative investment valuation for private equity and hedge funds.

Portfolio Valuation
Global Advice and Consulting

By Jurisdiction

Regionally targeted assistance for asset managers in compliance program development, implementation and maintenance

By Jurisdiction

Insights

Valuation

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Valuation
Compliance

Global Enforcement Review 2020 - AML

Compliance
Global Risk

Global Fraud and Risk Report 2019/20

Global Risk
Compliance

Global Regulatory Outlook 2020

Compliance

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