The financial services industry is subject to increasing regulatory scrutiny, with the financial and reputational costs of breaches growing. Financial institutions are also examining their business models and undertaking strategic trend analyses to prepare for future challenges and opportunities – of which regulation plays a key part.
As an award-winning provider of compliance and regulatory consulting services to the financial services industry, Duff & Phelps helps clients to develop, implement, and manage their compliance and regulatory consulting programs.
Our multidisciplinary team - drawn from leading financial institutions, regulators, government authorities and advisory firms - operates across borders to provide seamless service, cross-jurisdictional advice and varied expertise to clients. Based in key financial centers, we are closely connected with regulators and industry associations so that our clients have the best available information on regulatory requirements and trends.
Whatever challenge you are facing, our team can assist.
Alternative Asset Advisory
Transparent valuations of illiquid investments and complex securities and liquidity solutions through secondary market transactions.Alternative Asset Advisory
Alternative investment valuation for private equity and hedge funds.Portfolio Valuation
Governance, Risk, Investigations and Disputes
Assistance with complex securities litigation.Securities Litigation
Compliance and Regulatory Consulting
Regionally targeted assistance for asset managers in compliance program development, implementation and maintenanceBy Jurisdiction