Compliance and Regulatory Consulting

M&A Due Diligence

Our global team, which includes many ex regulators, can provide an in-depth analysis of the regulatory risks a business faces, the adequacy of compliance and governance arrangements in place and a view of compliance culture. Our team, based in key global financial centers, including London, New York, Hong Kong and the Channel Islands, perform regulatory and compliance focused reviews to complement the financial and commercial M&A due diligence process to identify:

  • The key regulatory risks

  • The importance of risks as potential impacts on revenue

  • Whether controls are in place to mitigate risks

  • Opportunities for improving the regulatory and compliance infrastructure

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Other Areas We Can Help

Duff & Phelps Valuation Advisory Services

Portfolio Valuation

Alternative investment valuation for private equity and hedge funds.

Portfolio Valuation
Cyber Risk

Kroll Cyber Risk

Kroll's award-winning cyber experts can help clients in every step of the way toward cyber resilience.

Kroll Cyber Risk
Transaction Advisory Services

Transaction Advisory Services

Seamless analytical advisory through the deal continuum, from transaction origination to closing.

Transaction Advisory Services
Global Advice and Consulting

By Jurisdiction

Regionally targeted assistance for asset managers in compliance program development, implementation and maintenance

By Jurisdiction

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