Financial crime risk has again risen to the top of the regulatory agenda, and remains one of the most immediate risks for many firms, with criminals constantly seeking new ways to circumvent protective controls.
Duff & Phelps' compliance team – based in key financial centers, including London, New York and Hong Kong – is experienced in a wide range of financial crime prevention areas, with experience from wide ranging regulatory investigations to targeted and timely solutions.
We have experience in advising on regulatory and operational issues faced by a range of investment firms within the financial services industry and we have been regularly appointed for financial crime reviews in the UK and other jurisdictions. In the UK, we are also a member of the FCA Financial Crime Skilled Persons Panel.
We draw on our skills and experience to offer assistance with:
- Anti-money laundering/sanctions
- Forensic investigations
- Market services
- Tax investigations support
- Section 166 Skilled Person Reports