Alan Picone
Managing Director
Compliance and Regulatory Consulting
Luxembourg
Alan PiconeCompliance and Regulatory Consulting
The financial crisis and increased regulatory scrutiny underscore the need for financial services firms to better understand, monitor and disclose their risks, in particular when investing in more complex products and strategies. As a result, regulators are now increasingly concerned about risk monitoring and transparency and more risk and compliance monitoring will be imposed on the investment community going forward. UCITS IV new risk guidelines and requirements clearly illustrate this trend.
Investment managers, service providers and investors need to extend the scope and depth of their risk reporting and monitoring to better understand their overall risk as well as fulfill their regulatory reporting obligations.
Our services include:
Substance and risk infrastructure solutions, including third party management company services, outsourcing of the risk function, designated person services, conducting officers and independent directorships
Operational risk
Exposures, leverage and concentration
Market risk analysis (including stress testing)
Value at risk, commitment and notional risk approach
Liquidity risk
Issuer and counterparty risk
Monitoring, responsibilities and escalation procedures
Valuation Advisory
Alternative investment valuation for private equity and hedge funds.
Portfolio ValuationCompliance and Regulatory Consulting
Global tax services uniquely customized for asset managers.
Regulatory Tax AdvisoryCompliance and Regulatory Consulting
Cybersecurity support for asset managers.
Cybersecurity ServicesDisputes and Investigations and Legal Management Consulting
Cyber data expert testimony, digital evidence forensics and e-Discovery response.
Global Data RiskWe use cookies to help give you the best possible user experience. Find out more