Business Services

In a world of constant scrutiny by regulators and investors alike, Principals, CFOs, COOs and CCOs of investment management firms need a finance system that delivers timely and accurate information, as well as a robust regulatory compliance framework to avoid risk.

To help firms meet these challenges throughout their business lifecycle, Duff & Phelps provides a broad and integrated range of finance and business services. These combine an interactive, online platform with deep finance, tax and compliance expertise advising investment management firms. Whether you’re looking for a complete outsourced finance function or support on a standalone basis, our team of specialists can assist.

Benefits to your firm

  • A range of outsourced and advisory business services delivered by experienced specialists, thereby allowing you more time to focus on raising and investing capital
  • An interactive, online platform that delivers information accurately and efficiently in real-time, so you can make informed decisions quickly
  • A single point of contact for all of your finance, tax and compliance needs – thereby minimizing your time, risk and cost through joined up thinking

Services we provide, via a fully outsourced and/or individual advisory basis

Finance services:

  • Bookkeeping
  • Monthly management information and head office reporting
  • VAT registration, inspection visit support, preparing and filing of returns
  • Budget and cash flow forecasting
  • Financial reporting including year-end audit support and liaison with auditors
  • Regulatory tax advisory services
  • Online, real-time KPI dashboard reporting

Regulatory financial reporting:

  • Business modelling, capital andliquidity adequacy forecasts for FCA authorizations
  • Monitoring of regulatory capital on an ongoing basis
  • Pillar 2 ICAAP preparation and guidance
  • Preparation of regulatory financial returns including GABRIEL and COREP
  • Funds financial statements

Payroll services:

  • Initial registration with HMRC to establish a PAYE scheme
  • Running of payroll and handle all HMRC filings as required for employees
  • Calculations of payroll deductions, PAYE and net pay
  • Online payslips for employees and annual leave balances

Company secretarial:

  • Entity incorporations
  • Board minutes, resolutions and statutory forms
  • Filing of statutory documents at Companies House
  • Administrator for statutory registers, minute books and share certificates
/services/compliance-and-regulatory-consulting/global/tax/business-services /-/media/feature/services/compliance-and-regulatory-consulting/crc-main-desktop-banner.jpg service

Global Advice and Consulting

Contact Us

Other Areas We Can Help

Transfer Pricing

Alternative Asset Advisory

Provides an array of consulting services to alternative investment managers and investors.

Alternative Asset Advisory
Global Advice and Consulting

By Jurisdiction

Regionally targeted assistance for asset managers in compliance program development, implementation and maintenance

By Jurisdiction