Julian Korek
Vice Chairman
London
Julian Korek
EU Regulation
Monique Melis
Managing Director and Global Head of Compliance and Regulatory Consulting
London
Monique Melis
Ian Manson
Managing Director
Compliance and Regulatory Consulting
London
Ian Manson
Duff & Phelps provide a range of services to international funds, their investment managers, promoters and service providers, as well as a range of domestic financial institutions:
Key Areas
- Client Money and Custody
- EMIR Trade Reporting
- GDPR Assessment Overview
- General Data Protection Regulation (GDPR) Consulting
- Market Abuse Regulation
- Retail Financial Services
- Securities Financing Transaction Regulation (SFTR) Implementation and Support
- MiFID II and MiFIR Assurance
- PRISM Supervision Assistance
- Prudential and Risk Management Consulting Services
- Nomad Review
- Marketing Conduct and Surveillance
- MiFIR Transaction Reporting
- UCITS
Other Areas We Can Help
Alternative Asset Advisory
Provides an array of consulting services to alternative investment managers and investors.
Alternative Asset Advisory
Global Fraud and Forensic Investigations
Expert analysis to help clients understand, prevent and manage fraud.
Global Fraud and Forensic Investigations
Regulatory Tax Advisory
Global tax services uniquely customized for asset managers.
Regulatory Tax Advisory
Management Company Services
Infrastructure, staff and supervision for AIFM/UCITS ManCo duties.
Management Company Services