PRISM Supervision Assistance

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Whether you are a collective investment scheme, investment firm, fund service provider, broker, or bank, our specialist staff are able to help you assess whether your policies and procedures are sufficiently robust for the Central Bank’s continually evolving assessment framework.

By ensuring that our work is tailored to the activities and processes of your organization, we can assist with various aspects including:

  • Quarterly regulatory health check visits

  • Director/staff presentations on process

  • Conducting mock interviews

  • Assessment of the adequacy of management information in respect of a PRISM review

  • Delivery of a bespoke training program for staff of all levels

  • Assessment of your firm’s processes and procedures


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