French Regulation

Duff & Phelps advises and assists investment services companies in setting out and implementing governance, risk management, compliance and internal controls in line with the requirements of the AMF (Autorité des Marchés Financiers – the French Financial Markets Authority) and other regulatory authorities. 

We provide a range of services to the French financial services industry, including:

  • Applications for approval of new management companies, applications for extension of approval, and the creation or transfer of internal control funds
  • Advising French and foreign managers on asset management in France in accordance with the AIFM, MiFID II and UCITS directives
  • Support on specific regulatory, risk and compliance topics such as market abuse, financial crime prevention and cybersecurity
  • Assistance with inspections carried out by the national supervisory authority, as well as audits and gap analyses in view of a possible inspection
  • Supporting clients with advice on compliance and internal control matters
 
/services/compliance-and-regulatory-consulting/regional/french-regulation /-/media/feature/services/compliance-and-regulatory-consulting/grid-crc-advice-consulting-desktop-banner.jpg service

Advice and Consulting by Jurisdiction

Contact Us

Other Areas We Can Help

Global Advice and Consulting

By Jurisdiction

Regionally targeted assistance for asset managers in compliance program development, implementation and maintenance

By Jurisdiction
Global Advice and Consulting

EU Regulation

Comprehensive compliance and regulatory support for EU firms.

EU Regulation
Transfer Pricing

Portfolio Valuation

Alternative investment valuation for private equity and hedge funds.

Portfolio Valuation

Insights

Compliance

AMF Update – First Quarter 2020

Compliance
Compliance

France Regulatory Calendar 2020

Compliance
Compliance

AMF’s Supervisory Priorities for 2020

Compliance
Publication

Regulatory Watch – Asset Management Q2 2019

Publication

News