Nicolas Inman
Managing Director
Compliance and Regulatory Consulting
Hong Kong
Nicolas InmanSFC Financial Resources Returns
Contact us
All licensed corporations regulated by the SFC are required to submit monthly or semi-annually financial resources returns through the SFC’s Electronic Submission of Financial Return (“eFRR”) system. Duff & Phelps provides support to firms to ensure they complete and return the required information in line with the SFC expectations.
Examples of assistance we can provide include:
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Preparation and review of the financial resources returns and the supporting documents
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Notification to the SFC for breaches of the SFC financial resources requirement and the subsequent correspondences
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Application of the SFC e-certificate
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Training and adhoc advice on financial resources-related matters
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