Nicolas Inman
Managing Director
Compliance and Regulatory Consulting
Hong Kong
Nicolas Inman
SFC Financial Resources Returns
All licensed corporations regulated by the SFC are required to submit monthly or semi-annually financial resources returns through the SFC’s Electronic Submission of Financial Return (“eFRR”) system. Duff & Phelps provides support to firms to ensure they complete and return the required information in line with the SFC expectations.
Examples of assistance we can provide include:
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Preparation and review of the financial resources returns and the supporting documents
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Notification to the SFC for breaches of the SFC financial resources requirement and the subsequent correspondences
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Application of the SFC e-certificate
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Training and adhoc advice on financial resources-related matters
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